Job Description
Job Description:
Compliance Director
The Role
The Compliance Director is responsible for conducting compliance activities in support of Fidelity's insurance and annuity business. In addition to being a member of Fidelity's insurance compliance group, the Compliance Director will also support cross-functional teams focused on developing and launching new Fidelity insurance products and services. Primary responsibilities will be identifying and communicating all the compliance requirements related to these new insurance products and services and representing Compliance at meetings with senior members of the business.
The Expertise and Skills You Bring
BA/BS Degree with 10+ years of business leadership within the financial services or insurance industry
Experience working with institutional group insurance products is preferred
Strong leadership skills
Excellent interpersonal and written/verbal communication skills who can build compelling, executive-level presentations that communicate strategic insights in a clear, concise, and structured manner
Efficient and works in a fast-paced environment and can multi-task across multiple large initiatives
The Value You Deliver
Creates and maintains strong business relationships, builds trust, and cultivates collaboration
Designs, develops and maintains compliance programs which support designated business units
Identify, escalate and consult on problems and issues across the business unit and develop strategic solutions to address business needs
Welcomes challenges and is a go getter who constantly looks for opportunities to continuously improve!
Note: Fidelity is not providing immigration sponsorship for this position
The Team
The individual in this role is a member of the Fidelity Investments Life Insurance Company Compliance team. This role reports to another member on this team, who in turn reports to the Chief Compliance Officer of Fidelity Investments Life Insurance Company. The Compliance Director works closely with legal and other compliance professionals from across the firm to provide high quality compliance support to the insurance company's product development and marketing teams. We have a relentless commitment to protecting the firm's valuable reputation by ensuring that we do what is right for our customers and adhering to applicable laws and regulations!
Certifications:
Category:
ComplianceMost roles at Fidelity are Hybrid, requiring associates to work onsite every other week (all business days, M-F) in a Fidelity office. This does not apply to Remote or fully Onsite roles.
Please be advised that Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.
Job Description:
Compliance Director
The Role
The Compliance Director is responsible for conducting compliance activities in support of Fidelity's insurance and annuity business. In addition to being a member of Fidelity's insurance compliance group, the Compliance Director will also support cross-functional teams focused on developing and launching new Fidelity insurance products and services. Primary responsibilities will be identifying and communicating all the compliance requirements related to these new insurance products and services and representing Compliance at meetings with senior members of the business.
The Expertise and Skills You Bring
BA/BS Degree with 10+ years of business leadership within the financial services or insurance industry
Experience working with institutional group insurance products is preferred
Strong leadership skills
Excellent interpersonal and written/verbal communication skills who can build compelling, executive-level presentations that communicate strategic insights in a clear, concise, and structured manner
Efficient and works in a fast-paced environment and can multi-task across multiple large initiatives
The Value You Deliver
Creates and maintains strong business relationships, builds trust, and cultivates collaboration
Designs, develops and maintains compliance programs which support designated business units
Identify, escalate and consult on problems and issues across the business unit and develop strategic solutions to address business needs
Welcomes challenges and is a go getter who constantly looks for opportunities to continuously improve!
Note: Fidelity is not providing immigration sponsorship for this position
The Team
The individual in this role is a member of the Fidelity Investments Life Insurance Company Compliance team. This role reports to another member on this team, who in turn reports to the Chief Compliance Officer of Fidelity Investments Life Insurance Company. The Compliance Director works closely with legal and other compliance professionals from across the firm to provide high quality compliance support to the insurance company's product development and marketing teams. We have a relentless commitment to protecting the firm's valuable reputation by ensuring that we do what is right for our customers and adhering to applicable laws and regulations!
Certifications:
Category:
ComplianceMost roles at Fidelity are Hybrid, requiring associates to work onsite every other week (all business days, M-F) in a Fidelity office. This does not apply to Remote or fully Onsite roles.
Please be advised that Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.
About Fidelity Investments
At Fidelity, since our founding in 1946, we have been dedicated to strengthening and security our clients’ financial well-being through exceptional service and innovative solutions. We empower over ~50 million people to achieve their most important financial goals, manage employee benefit programs for nearly 24,000 businesses, and support more than 16,000 wealth management firms and institutions with cutting-edge investments and technology. Our diverse business portfolio and independence provide us with a comprehensive view of the market and the stability to deliver long-term value for our customers. As the financial industry evolves and customer needs grow more complex, Fidelity continues to reinvent, innovate, and transform to meet the challenges of tomorrow’s financial landscape.
*Specifically serviced by our Clearing & Custody team within Fidelity Institutional
Fidelity TalentSource, is the in-house temporary staffing provider for Fidelity Investments. Unlike traditional staffing agencies, we are an internal business unit within Fidelity’s Talent Acquisition team, dedicated to recruiting talent from various backgrounds for roles in Fidelity’s regional and investor center locations. Our mission is to help you experience Fidelity’s diverse and inclusive workplace while expanding your skill set and professional network, with the ultimate goal of conversion to full-time employment as part of Fidelity’s long-term strategy. To learn more about temporary positions at Fidelity Investments, visit FidelityTalentSource.com.
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