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Trading Assistant

Ameriprise Financial

Charlotte, NC

Trading Assistant

Ameriprise Financial

Charlotte, NC

May 29, 2025

Finance

Job Description

The Trading Assistant will support advisors, trading partners and home office staff with trading related questions while maintaining excellent customer service. This role will conduct outbound calls to advisors/field members for training and resolution. This role will work with the traders to ensure that all client orders and executions are processed efficiently, accurately and in compliance with all regulations. The Trading Assistant will also assist the Trading Business Analysts with report creation, generation and analysis along with ad hoc projects.

Key Responsibilities

Assist advisors, trading partners and home office staff with trading related questions which includes order activity, regulatory reporting, system navigation & capabilities. Conduct outbound calls to advisors/field members for training and resolution. Ensures order book reconciliation and trade allocation for all trading activity. Identify and resolve trading and settlement issues, while ensuring all required documentation is completed.
Assist Business Analysts with report creation, generation, monitoring and analysis. Work with trading systems, execution quality reporting, trade reporting along with researching trading issues.
Review trading area policies and procedures for compliance with industry and company rules and regulations.
Provide back-up support to other departments within Capital Markets Trading and participate in special projects as needed.

Required Qualifications

Associate's Degree or equivalent experience
1-3 years of relevant experience
Ability to effectively work in a team environment
Ability to perform in a highly stressful, time sensitive, and regulated environment with attention to detail
Ability to handle difficult communications with advisors and clients and provide effective resolutions
Ability to build and maintain strong, positive relationships and influence others without having direct leadership accountability

Preferred Qualifications

Bachelor's degree
Knowledgeable of BETA host, LSEG T1, BRASS and Microsoft applications with an emphasis on Excel
Active Series 7

About Our Company
We're a diversified financial services leader with more than $1 trillion in assets under management and administration as of 2022. Our team of 20,000 people in more than 20 countries, advise and manage assets and income of more than 2 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.

Full-Time/Part-Time

Full time

Exempt/Non-Exempt

Non-Exempt

Job Family Group

Business Support & Operations

Line of Business

CLEAR Clearing

Key Responsibilities

Assist advisors, trading partners and home office staff with trading related questions which includes order activity, regulatory reporting, system navigation & capabilities. Conduct outbound calls to advisors/field members for training and resolution. Ensures order book reconciliation and trade allocation for all trading activity. Identify and resolve trading and settlement issues, while ensuring all required documentation is completed.
Assist Business Analysts with report creation, generation, monitoring and analysis. Work with trading systems, execution quality reporting, trade reporting along with researching trading issues.
Review trading area policies and procedures for compliance with industry and company rules and regulations.
Provide back-up support to other departments within Capital Markets Trading and participate in special projects as needed.

Required Qualifications

Associate's Degree or equivalent experience
1-3 years of relevant experience
Ability to effectively work in a team environment
Ability to perform in a highly stressful, time sensitive, and regulated environment with attention to detail
Ability to handle difficult communications with advisors and clients and provide effective resolutions
Ability to build and maintain strong, positive relationships and influence others without having direct leadership accountability

Preferred Qualifications

Bachelor's degree
Knowledgeable of BETA host, LSEG T1, BRASS and Microsoft applications with an emphasis on Excel
Active Series 7

Full-Time/Part-Time

Full time

Exempt/Non-Exempt

Non-Exempt

Job Family Group

Business Support & Operations

Line of Business

CLEAR Clearing

About Ameriprise Financial

For 125 years, we have remained true to our vision of putting our clients' interests first. We are passionate about helping you live the full and rich life you’ve earned and committed to helping you be brilliant.

A company with integrity.

Integrity has been a core value since we were founded by John Tappan in 1894. It's how, through panics, recessions, the Great Depression, and the recent Great Recession, we've grown into a global financial leader. We've never lost our focus on our clients. That's who we are.

We have more than $875 billion in assets under management and administration.
We maintain leadership positions in each of our core business segments: Advice & Wealth Management, Asset Management, Annuities, and Protection.
We have more than 2 million individual, business, and institutional clients.

Our Leaders

Part of our strength as a company comes from the strength of our leadership—an experienced and long-tenured team.

Our Locations

Ameriprise Financial was founded and is headquartered in Minneapolis. We also have corporate offices throughout the United States and across the globe, including New York, Boston, London, and India.

Our History

Since 1894, we at Ameriprise Financial have been helping millions of clients invest towards their financial goals and dreams.

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Trading Assistant

Ameriprise Financial

Charlotte, NC

May 29, 2025

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